Mondaq USA: Finance and Banking
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of January 8 to January 12, 2018.
Cadwalader, Wickersham & Taft LLP
The SEC is requesting comment on the collection of information on Form PF ("Reporting Form for Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors").
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance dates, effective dates, reporting deadlines, and nomination dates.
Cadwalader, Wickersham & Taft LLP
The CFTC approved amendments to National Futures Association ("NFA") rules related to disclosures and price adjustments for forex transactions and 2-43.
Cadwalader, Wickersham & Taft LLP
A U.S. District Court judge ruled against Leandra English's request for a preliminary injunction to remove Mick Mulvaney as Acting Director of the Consumer Financial Protection Bureau ("CFPB").
Cadwalader, Wickersham & Taft LLP
Whether you were waiting for a "wall" or a "wave" to hit the commercial mortgage-backed securities market last year, 2017 did not deliver the massive amount of CMBS refinancings predicted by many at the end of 2016.
Proskauer Rose LLP
On October 26, 2017, the SEC staff issued three no-action letters to help broker-dealers, investment advisers and investment companies comply with the European directive known as MiFID II as it pertains to payment...
Shearman & Sterling LLP
It is now time for foreign private issuers to prepare their annual reports on Form 20-F. For companies with a calendar year-end, the Form 20-F must be filed with the U.S.
Seyfarth Shaw LLP
Ninth Circuit upholds district court decision granting five businesses injunctive relief, finding that state law banning credit card surcharges is unconstitutional as applied to the five businesses.
Cadwalader, Wickersham & Taft LLP
The results from an FDIC Credit and Consumer Products Survey suggest that risk is increasing in the industry.
Cadwalader, Wickersham & Taft LLP
The Board of Governors of the Federal Reserve System ("FRB") appointed chairs and deputy chairs of all Federal Reserve Banks for 2018.
Cadwalader, Wickersham & Taft LLP
The FDIC provided a list of forward-looking credit metrics that banks should monitor as part of an effective credit management information system ("MIS").
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") reminded members about certain obligations for commodity pool operators / commodity trading advisors ("CPOs/CTAs") who are exempt from CFTC registration.
Morgan Lewis
Certain individuals who have only signature authority over foreign financial accounts now have until April 15, 2019 to file the Report of Foreign Bank and Financial Accounts.
Troutman Sanders LLP
2017 was a transformative year for the consumer financial services world. As we navigate an unprecedented volume of industry regulation and forthcoming changes from the Trump Administration...
Cadwalader, Wickersham & Taft LLP
The CFTC approved technical amendments to Part 3 and Part 9 of its rules.
Cadwalader, Wickersham & Taft LLP
Federal Reserve Bank of New York ("NY Fed") Senior Vice President Lorie Logan discussed the future of the London Interbank Offered Rate ("LIBOR") and the NY Fed's efforts to administer...
Cadwalader, Wickersham & Taft LLP
U.S. Senate Committee on Agriculture, Nutrition and Forestry Chair Pat Roberts (R-KS) and Ranking Member Debbie Stabenow (D-MI) expressed support for CFTC Chair J. Christopher Giancarlo's...
Holland & Knight
Many states, local governments and conduit borrowers have directly placed tax-exempt loans with lenders, such as banks and their non-bank affiliates, instead of going to the public markets.
Shearman & Sterling LLP
On December 14, 2017, the EU Single Resolution Board and the US Federal Deposit Insurance Corporation announced that they had signed a cooperation agreement which would provide for information sharing...
Latest Video
Most Popular Recent Articles
Poyner Spruill LLP
Twelve years old. In North Carolina, a person as young as twelve years old may ride alone in a fully autonomous—or, "driverless"—vehicle.
BakerHostetler
Government agencies, prominent tech companies, startups and newly-created foundations are all working to develop a new paradigm for proof of identity based on blockchain technology.
BakerHostetler
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Seyfarth Shaw LLP
A somewhat bizarre event – even by this year's standard of unusual current events – hit the news stream earlier this week, as two "Acting Directors"...
Carlton Fields
Error in legal description did not preclude judgment of foreclosure because property was sufficiently identified by accurate lot and tract, street address, and parcel identification number.
BakerHostetler
In the past few years, and particularly in the past few months, cryptocurrencies or digital currencies – most notably bitcoin and ether
McLane Middleton, Professional Association
How much do you really worry much anymore about a breach of your credit card? If your card is lost or your number is stolen, a thief might make a purchase or two before the fraud is detected ...
Carlton Fields
New York's Department of Financial Services decided to bid farewell to 2017 and ring-in the new year by proposing to amend Suitability in Annuity Transactions, 11 NYCR 224 (the Annuity Suitability Rule).
Cadwalader, Wickersham & Taft LLP
The Board of Governors of the Federal Reserve System ("FRB") requested comments on proposed guidance related to supervisory expectations for large financial institutions' risk management practices.
Torys LLP
On Friday, December 15, the U.S. Congress Conference Committee tasked with reconciling differences between the House- and Senate-passed tax reform bills released its Conference Report with a revised bill.
Article Search Using Filters
Related Topics
Mondaq Advice Center (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners
In association with