Mondaq USA: Corporate/Commercial Law
Cadwalader, Wickersham & Taft LLP
Robert J. Jackson Jr. and Hester M. Peirce were sworn in as SEC Commissioners. Commissioners Jackson and Peirce were confirmed by the U.S. Senate on December 21, 2017.
Cadwalader, Wickersham & Taft LLP
At its inaugural meeting, the SEC's Fixed Income Market Structure Advisory Committee ("FIMSAC") discussed bond market liquidity.
Cadwalader, Wickersham & Taft LLP
The U.S. Supreme Court will consider a challenge to the Securities and Exchange Commission (the "Commission") practice of hiring administrative law judges ("ALJs").
Morrison & Foerster LLP
The Securities and Exchange Commission's Division of Economic and Risk Analysis is hosting a session in collaboration with New York University's Salomon Center for the Study of Financial Institutions...
WilmerHale
Consider these tips when explaining your technology to investors and customers to maximize the efficiency of these interactions.
Bowditch
The Worcester Business Journal has published "10 things I know about: Causing & preventing business litigation" written by AiVi Nguyen. Below is an excerpt from the article:
Cadwalader, Wickersham & Taft LLP
The SEC named Dr. Timothy Timura as Deputy Director and Deputy Chief Economist in the Division of Economic and Risk Analysis. Dr. Timura will work with SEC Chief Economist Jeffrey H. Harris on economic policy...
Cadwalader, Wickersham & Taft LLP
FINRA updated certain interpretations of Financial and Operational Rules relevant to the revised standard settlement cycle.
Morrison & Foerster LLP
Until recently, broker-dealers operating in the United States weren't subject to a fiduciary standard when dealing with their retail clients.
Morrison & Foerster LLP
The staff of the SEC's Division of Investment Management released this week a series of frequently asked questions (FAQs) regarding new Rule 22e-4 (the "Liquidity Rule").
Smith Gambrell & Russell LLP
Most business owners want to achieve some form of steady long-term growth.
Akin Gump Strauss Hauer & Feld LLP
After an uptick in activist campaigns in the last couple of years, followed by a recent minor plateauing, shareholder activism has entrenched itself in the modern climate of corporate governance
Carlton Fields
In August, Kevin Kelcourse, the associate director for examinations at the SEC's Boston Regional Office, confirmed that his office has been making "surprise" examination visits to registered advisers in the region.
Cadwalader, Wickersham & Taft LLP
In an annual Regulatory and Examination Priorities Letter, FINRA outlined key areas of focus for 2018.
Morrison & Foerster LLP
PwC recently released its 2017 Annual US Capital Markets Watch report. The report notes a 77% increase from 2016 in the number of IPOs, with 181 IPOs completed in 2017, raising $44.2 billion in proceeds.
Proskauer Rose LLP
Surprisingly, you can, according to a recent California Court of Appeal case decided in December 2017.
Proskauer Rose LLP
For the past three years, Proskauer's Washington, D.C. office has served a gourmet holiday meal to resident visitors at the Fisher House located near the VA Medical Center.
Smith Gambrell & Russell LLP
Introduction. Nonprofit schools increasingly are taking advantage of tax-exempt bond financing to fund capital improvements and expansion.
Cadwalader, Wickersham & Taft LLP
The MSRB is seeking applicants for five positions on its Board of Directors (the "Board").
Cadwalader, Wickersham & Taft LLP
The SEC filed a civil action against a municipal advisor for defrauding the city of Rolling Fork, Mississippi, in connection with a municipal bond offering.
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Carlton Fields
As of this inaugural publication, there exists no uniformity with respect to how businesses that deal in virtual currencies (also known as "cryptocurrencies") such as Bitcoin are treated among the states.
Fenwick & West LLP
As outside legal counsel to a wide range of public companies in the technology and life sciences industries, many of which are based in Silicon Valley, Fenwick has collected information...
Duane Morris LLP
Allegations of sexual harassment are clearly increasing, and impacts of allegations are swift. Organizations and brands can see their long-established reputations altered overnight. Customers or donors can quickly turn elsewhere. Internal culture, external communities and the bottom line all can suffer irreparably.
Fenwick & West LLP
As outside legal counsel to a wide range of public companies in the technology and life sciences industries, many of which are based in Silicon Valley, Fenwick has collected information ....
McLane Middleton, Professional Association
The term "crowdfunding" generally means the process of raising capital by many, relatively small, investments from a large number of "investors" (the "crowd") utilizing an internet platform to do so.
Jones Day
On February 8, 2017, the United States Department of Justice ("DOJ") Fraud Section published a blueprint for assessing corporate compliance efforts, titled "Evaluation of Corporate Compliance Programs"...
Cadwalader, Wickersham & Taft LLP
The U.S. Court of Appeals for the Second Circuit vacated a District Court judgment dismissing a securities fraud class action against several major securities exchanges.
Akin Gump Strauss Hauer & Feld LLP
Boards of directors should leverage CSR initiatives to mitigate legal, reputational, operational and financial risks, and improve their bottom line.
Cadwalader, Wickersham & Taft LLP
In an annual Regulatory and Examination Priorities Letter, FINRA outlined key areas of focus for 2018.
Orrick
The 2017 "State of European Tech Report," released today, predicts that Europe is set to receive a record $19 billion in tech investments this year.
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