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Searching Content from United States indexed under Corporate/Commercial Law ordered by Published Date Descending.
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1
Weekly Roundup Of Exchange Rules By Category January 12, 2018
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of January 8 to January 12, 2018.
United States
16 Jan 2018
2
New SEC Commissioners Sworn In
Robert J. Jackson Jr. and Hester M. Peirce were sworn in as SEC Commissioners. Commissioners Jackson and Peirce were confirmed by the U.S. Senate on December 21, 2017.
United States
16 Jan 2018
3
Sec Advisory Committee Considers Bond Market Liquidity
At its inaugural meeting, the SEC's Fixed Income Market Structure Advisory Committee ("FIMSAC") discussed bond market liquidity.
United States
16 Jan 2018
4
Supreme Court To Consider SEC Appointment Of Administrative Law Judges
The U.S. Supreme Court will consider a challenge to the Securities and Exchange Commission (the "Commission") practice of hiring administrative law judges ("ALJs").
United States
16 Jan 2018
5
SEC-NYU Program On Shareholder Engagement
The Securities and Exchange Commission's Division of Economic and Risk Analysis is hosting a session in collaboration with New York University's Salomon Center for the Study of Financial Institutions...
United States
16 Jan 2018
6
IRS Filing And Reporting Requirements For ISO Exercises And ESPP Stock Transfers
This client alert is intended to remind you of certain 2017 year-end reporting requirements under Section 6039 of the Internal Revenue Code of 1986, as amended (the Code), with respect to stock issued to employees ...
United States
16 Jan 2018
7
Tax Alert For Tax-Exempt Organizations
The Tax Cuts and Job Act of 2017, which was enacted on December 22, 2017 (the "Act"), contains several provisions that impact tax-exempt organizations ("EOs").
United States
16 Jan 2018
8
IRS Filing And Reporting Requirements For ISO Exercises And ESPP Stock Transfers - January 12, 2018
This client alert is intended to remind you of certain 2017 year-end reporting requirements under Section 6039 of the Internal Revenue Code of 1986, as amended (the Code)...
United States
15 Jan 2018
9
In Case You Missed It: Launch Links - Week Of January 7, 2018
Consider these tips when explaining your technology to investors and customers to maximize the efficiency of these interactions.
United States
15 Jan 2018
10
Worcester Business Journal Publishes "10 Things I Know About: Causing & Preventing Business Litigation"
The Worcester Business Journal has published "10 things I know about: Causing & preventing business litigation" written by AiVi Nguyen. Below is an excerpt from the article:
United States
15 Jan 2018
11
Reg. Tracker: January 1 To January 15
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance dates, effective dates, reporting deadlines, and nomination dates.
United States
15 Jan 2018
12
SEC Names Deputy Chief Economist
The SEC named Dr. Timothy Timura as Deputy Director and Deputy Chief Economist in the Division of Economic and Risk Analysis. Dr. Timura will work with SEC Chief Economist Jeffrey H. Harris on economic policy...
United States
15 Jan 2018
13
FINRA Updates Interpretations Of Certain Rules Concerning T+2 Settlement Cycle
FINRA updated certain interpretations of Financial and Operational Rules relevant to the revised standard settlement cycle.
United States
15 Jan 2018
14
Understanding The Standard Of Care For Broker-Dealers And The Department Of Labor's Fiduciary Rule
Until recently, broker-dealers operating in the United States weren't subject to a fiduciary standard when dealing with their retail clients.
United States
12 Jan 2018
15
It's Annual Report TimeŚRecent Developments And Trends For The Preparation Of Form 20-F
It is now time for foreign private issuers to prepare their annual reports on Form 20-F. For companies with a calendar year-end, the Form 20-F must be filed with the U.S.
United States
12 Jan 2018
16
SEC Releases Liquidity Rule FAQs
The staff of the SEC's Division of Investment Management released this week a series of frequently asked questions (FAQs) regarding new Rule 22e-4 (the "Liquidity Rule").
United States
12 Jan 2018
17
Paving the Road to Arbitration With Good Intentions: Escalation Clauses in Commercial Contracts
An increasing number of businesses incorporate escalation clauses (or "multi-tiered dispute resolution clauses") in their contracts as a means of encouraging early settlement.
United States
12 Jan 2018
18
Turning License Networks Into Franchises
Most business owners want to achieve some form of steady long-term growth.
United States
11 Jan 2018
19
Top 10 Topics For Directors In 2018: Shareholder Activism
After an uptick in activist campaigns in the last couple of years, followed by a recent minor plateauing, shareholder activism has entrenched itself in the modern climate of corporate governance
United States
11 Jan 2018
20
SEC Exam Staff: "Surprise, We're Back"
In August, Kevin Kelcourse, the associate director for examinations at the SEC's Boston Regional Office, confirmed that his office has been making "surprise" examination visits to registered advisers in the region.
United States
11 Jan 2018
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